Interim Report 2018

Other Information 其他資料 舜宇光學科技（集團）有限公司 2018 中期報告 33 E. 董事及主要行政人員擁有的股 份權益及淡倉 於二零一八年六月三十日，根據本公司按《證 券及期貨條例》第 352 條存置之登記冊所記 錄，或根據上市公司董事進行證券交易之標 準守則（「 標準守則 」）規定而須知會本公司及 聯交所之董事及主要行政人員擁有本公司或 其任何相聯法團（定義見《證券及期貨條例》 第 XV 部）的股份、相關股份及債券的權益及 淡倉如下： Name Name of Corporation Long/short position Type of interest Number of Shares Approximate percentage of shareholding 名稱 法團名稱 好╱淡倉 權益類別 股份數目 持股概約百分比 Mr. Wang Wenjian The Company Long position Beneficial owner (Note 1) 81,609 0.01% 王文鑒先生 本公司 好倉 實益擁有人（附註 1 ） The Company Long position Beneficiary and founder of a trust (Note 2) 33,664,133 3.07% 本公司 好倉 信託受益人及成立人（附註 2 ） The Company Long position Trustee and Beneficiary of a trust (Note 3) 389,091,927 35.47% 本公司 好倉 信託受託人兼受益人（附註 3 ） Mr. Ye Liaoning The Company Long position Beneficial owner (Note 4) 2,200,658 0.20% 葉遼寧先生 本公司 好倉 實益擁有人（附註 4 ） The Company Long position Beneficiary of a trust (Note 5) 389,091,927 35.47% 本公司 好倉 信託受益人（附註 5 ） Mr. Sun Yang The Company Long position Beneficial owner (Note 6) 40,658 0.01% 孫泱先生 本公司 好倉 實益擁有人（附註 6 ） The Company Long position Beneficiary of a trust (Note 7) 389,091,927 35.47% 本公司 好倉 信託受益人（附註 7 ） Mr. Wang Wenjie The Company Long position Beneficial owner (Note 8) 1,495,431 0.14% 王文杰先生 本公司 好倉 實益擁有人（附註 8 ） The Company Long position Beneficiary of a trust (Note 9) 389,091,927 35.47% 本公司 好倉 信託受益人（附註 9 ） E. DIRECTORS ’ AND CHIEF EXECUTIVES ’ INTERESTS AND SHORT POSITION IN SHARES As at 30 June 2018, the interests and short positions of the Directors and chief executives in the shares, underlying shares and debentures of the Company or any of its associated corporations (within the meaning of Part XV of the SFO), as recorded in the register maintained by the Company pursuant to section 352 of the SFO, or as otherwise required to notify the Company and the Stock Exchange pursuant to the Model Code for Securities Transactions by Directors of Listed Companies (the “ Model Code ”), were as follows: