Interim Report 2020

舜宇光學科技（集團）有限公司 • 2020 中報 45 Other Information 其他資料 The Company has built an enterprise risk management (“ ERM ”) system and team with a view to enhancing the risk management and co r po r a t e gove r nance p r ac t i ce , and imp r ov i ng t he effectiveness and efficiency of internal control systems across the whole Group. Securities Transactions by Directors The Company has adopted the Model Code for the Securities Transactions by Directors of Listed Issuers (the “ Model Code ”) as set out in Appendix 10 of the Listing Rules. After having made specific enquiries to all Directors with regard to the securities transactions, all Directors have confirmed their compliance with the requirements set out in the Model Code regarding Directors’ securities transactions throughout the six-month period ended 30 June 2020. F. AUDIT COMMITTEE The Company’s audit committee (“ Audit Committee ”) consists of three independent non-executive Directors (namely Mr. Zhang Yuqing (committee chairman), Mr. Feng Hua Jun and Mr. Shao Yang Dong). The Audit Committee, together with the Company’s external auditor, has reviewed and discussed about relevant issues such as auditing, internal control and financial statements, which include the review of the interim report of 2020 and the unaudited condensed consolidated financial statements for the six months ended 30 June 2020. Members of the Audit Committee agree with the accounting treatments adopted in the preparation of the condensed consolidated financial statements. 為增強本集團整體的風險管理及企業管治 常規，並提高內部監控系統的有效性及效 率，本公司已建立企業風險管理（「 企業風 險管理 」）系統及團隊。 董事進行證券交易 本公司已採納上市規則附錄十所載的上市 發行人董事進行證券交易的標準守則（「 標 準守則 」）。經向所有董事作出有關證券交 易的具體查詢後，全體董事已確認，其於 截至二零二零年六月三十日止六個月期間 內一直遵守標準守則所載有關董事證券交 易的規定。 F. 審核委員會 本公司的審核委員會（「 審核委員會 」）由三 位獨立非執行董事（即張余慶先生（委員會 主席）、馮華君先生及邵仰東先生）組成。 審核委員會及本公司的外聘核數師已審閱 及討論有關審核、內部監控及財務報表等 有關事項，其中包括審閱二零二零年中期 報告及截至二零二零年六月三十日止六個 月之未經審核簡明綜合財務報表。審核委 員會的成員同意編製簡明綜合財務報表所 採用的會計處理方法。