Annual Report 2020

Sunny Optical Technology (Group) Company Limited • ANNUAL REPORT 2020 90 Corporate Governance Report 企業管治報告 Group’s principal risks Key controls and treatment plan(s) Target risk trend 本集團主要風險 主要控制及處理方案 目標風險趨向 Legal Risk Risks of Laws and Regulations: 法律風險 法律法規風險： – The uncertainty of international trading environment, or non-compliance with applicable laws, local regulations and compliance responsibilities where the Groups has legal entities, such as trade control, anti-monopoly, anti-unfair competition, labour usage, intellectual property rights, may cause the Group to suffer from severe penalties or even subject to legal proceedings, causing adverse impact on the public image of the Group. － 國際貿易環境的不確定性，或不遵守適用法律、實體 所在地的地方規例和合規責任，如貿易管制、反壟 斷、反不當競爭、勞務用工、知識產權等，都可能造 成本集團面臨嚴厲懲罰，甚至面臨法律訴訟，對本集 團公眾形象構成不利影響。 – Organising internal audit team and legal team, and also hiring external legal and compliance advisors for consultation in order to seek legal advice and review the conditions for compliance; － 組建內部審核團隊及法律團隊，同時委聘外部法律及合 規顧問，以諮詢相關事宜，尋求有關法律意見及檢討合 規情況； – Strengthening the management of all types of business information of the Company, relying on informatization for screening all types of messages; － 加大公司各類商業信息管理，依托信息化對各類信息進 行篩查； – Strengthening the patent management team and conducting the layout of patents in advance; － 強化專利管理團隊，提前進行專利佈局； – Improving the whistleblowing platform and strengthening the compliance publication; － 完善舉報平台並加強合規宣貫； – Reviewing the Company external affairs by professionals; and － 公司對外事項經由專業人員審閱；及 – Proactively monitoring and preparing for global and local changes in regulations that may affect the Group. － 積極監察和準備應對可能影響本集團的全球及本地監管 規例變動。 For the year ended 31 December 2020, the Group has carried out a review of, and the Board has received a confirmation from the management on the effectiveness of the risk management and internal control system of the Group. No significant matters of concern were identified by the Board. The Group has not identified any emerging risks that had significant impacts on the operations during 2020. 截至二零二零年十二月三十一日止年度，本集 團已審閱且董事會已取得管理層對本集團的風 險管理及內部監控系統有效性的確認，且董事 會並無發現任何需要關注的重要事項。本集團 於二零二零年並未發現任何對營運有重大影響 的新興風險。