Annual Report 2021

124 Sunny Optical Technology (Group) Company Limited • ANNUAL REPORT 2021 Directors’ Report 董事會報告 (9) Mr. Sun Yang is a beneficiary of the Sunny Group Employee Offshore Trust, under which he is entitled to 1.60% of the beneficial interests. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 100.00% equity interest in Sun Xu, which in turn owns 389,091,927 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Sun Yang is deemed to be interested in 389,091,927 shares under the SFO. (10) Mr. Wang Wenjie is taken to be interested as a grantee of 1,570,216 shares granted under the Restricted Share Award Scheme. (11) Mr. Wang Wenjie is a beneficiary of the Sunny Group Employee Offshore Trust, under which he is entitled to 4.93% of the beneficial interests. As a beneficiary of the trust, he is deemed to be interested in all the equity interest that Sunny Group Employee Offshore Trust owns under the SFO. Sun Ji owns 100.00% equity interest in Sun Xu, which in turn owns 389,091,927 shares of the Company. As a controlling shareholder, Sun Ji is deemed to be interested in all the shares that Sun Xu owns under the SFO. Accordingly, Mr. Wang Wenjie is deemed to be interested in 389,091,927 shares under the SFO. (12) JPMorgan Chase & Co., through various subsidiaries, is indirectly interested in (a) 65,733,422 shares of the Company (long position), of which (i) 5,429,368 shares (long position) were held in the capacity as interest of controlled corporation; (ii) 38,129,603 shares (long position) were held in the capacity as investment manager; (iii) 400,152 shares (long position) were held in the capacity as person having a security interest in shares; and (iv) 21,774,299 shares (long position) in the lending pool as described in the SFO in the capacity as approved lending agent; and (b) 3,582,553 shares of the Company (short position) held in the capacity as interest of controlled corporation. Among them include (i) physically settled listed derivatives in respect of 101,000 underlying shares (long position) and 275,000 underlying shares (short position); (ii) cash settled listed derivatives in respect of 53,900 underlying shares (long position) and 32,700 underlying shares (short position); (iii) physically settled unlisted derivatives in respect of 726,471 underlying shares (short position); and (iv) cash settled unlisted derivatives in respect of 2,776,800 underlying shares (long position) and 414,772 underlying shares (short position). * The Chinese translation of Sun Guang Trust (“ 舜光信託 ”) is for identification purpose only. (9) 孫泱先生為舜宇集團僱員海外信託的受益人， 實益擁有當中 1.60% 權益。根據《證券及期貨條 例》，彼作為信託受益人，被視為於舜宇集團僱 員海外信託所持全部股權中擁有權益。舜基擁有 舜旭 100.00% 股權，而舜旭擁有 389,091,927 股 本公司股份。根據《證券及期貨條例》，舜基作 為控股股東被視為於舜旭所擁有的全部股份中擁 有權益。因此，根據《證券及期貨條例》，孫泱 先生被視為於 389,091,927 股股份中擁有權益。 (10) 王文杰先生作為承授人被視為於根據限制性股份 獎勵計劃授出的 1,570,216 股股份中擁有權益。 (11) 王文杰先生為舜宇集團僱員海外信託的受益人， 實益擁有當中 4.93% 權益。根據《證券及期貨條 例》，彼作為信託受益人，被視為於舜宇集團僱 員海外信託所持全部股權中擁有權益。舜基擁有 舜旭 100.00% 股權，而舜旭擁有 389,091,927 股 本公司股份。根據《證券及期貨條例》，舜基作 為控股股東被視為於舜旭所擁有的全部股份中 擁有權益。因此，根據《證券及期貨條例》，王 文杰先生被視為於 389,091,927 股股份中擁有權 益。 (12) JPMorgan Chase & Co. 透過多間附屬公司間接 擁有 (a) 65,733,422 股本公司股份（好倉），當中 (i) 5,429,368 股股份（好倉）以於受控法團之權益 的身份持有； (ii) 38,129,603 股股份（好倉）以投 資經理的身份持有； (iii) 400,152 股股份（好倉） 以持有股份的保證權益的人的身份持有；及 (iv) 21,774,299 股股份（好倉）於《證券及期貨條例》 所界定之可供借出之股份以核准借出代理人的身 份持有；及 (b) 3,582,553 股股份（淡倉）以於受 控法團之權益的身份持有。其中包括 (i) 以實物交 收上市衍生工具下的 101,000 股相關股份（好倉） 及 275,000 股相關股份（淡倉）； (ii) 以現金交收 上市衍生工具下的 53,900 股相關股份（好倉）及 32,700 股相關股份（淡倉）； (iii) 以實物交收非上 市衍生工具下的 726,471 股相關股份（淡倉）；及 (iv) 以現金交收非上市衍生工具下的 2,776,800 股 相關股份（好倉）及 414,772 股相關股份（淡倉）。 * Sun Guang Trust 的中文翻譯（「 舜光信託 」）僅供 識別之用。