Annual Report 2023

Directors’ Report 董事會報告 113 舜宇光學科技（集團）有限公司 • 2023 年報 董事及主要行政人員擁有的股 份權益及淡倉 於二零二三年十二月三十一日，根據本公司按 《證券及期貨條例》第 352 條存置的登記冊所記 錄，或根據上市規則附錄 C3 所載的標準守則規 定而須知會本公司及香港聯交所的董事及主要 行政人員擁有本公司或其任何相聯法團（定義 見《證券及期貨條例》第 XV 部）的股份、相關股 份及債券的權益及淡倉如下： DIRECTORS’ AND CHIEF EXECUTIVES’ INTERESTS AND SHORT POSITION IN SHARES As at 31 December 2023, the interests and short positions of the Directors and chief executives in the Shares, underlying Shares and debentures of the Company or any of its associated corporations (within the meaning of Part XV of the SFO), as recorded in the register maintained by the Company pursuant to section 352 of the SFO, or as otherwise notified to the Company and the Hong Kong Stock Exchange pursuant to the Model Code as set out in Appendix C3 of the Listing Rules, were as follows: Name Name of corporation Long/short position Type of interest Number of shares Approximate percentage of shareholding 名稱 法團名稱 好╱淡倉 權益類別 股份數目 持股概約百分比 Mr. Wang Wenjian 王文鑒先生 The Company 本公司 Long position 好倉 Trustee and beneficiary of a trust (Note 1) 信託受託人兼受益人 ( 附註 1) 389,091,927 35.48% The Company 本公司 Long position 好倉 Beneficiary and founder of a trust (Note 2) 信託受益人及成立人 ( 附註 2) 33,164,133 3.02% The Company Long position Beneficial owner (Note 3) 218,109 0.02% 本公司 好倉 實益擁有人 ( 附註 3) Mr. Ye Liaoning The Company Long position Beneficiary of a trust (Note 4) 389,091,927 35.48% 葉遼寧先生 本公司 好倉 信託受益人 ( 附註 4) The Company Long position Beneficial owner (Note 5) 2,348,369 0.21% 本公司 好倉 實益擁有人 ( 附註 5) Mr. Sun Yang The Company Long position Beneficiary of a trust (Note 6) 389,091,927 35.48% 孫泱先生 本公司 好倉 信託受益人 ( 附註 6) The Company Long position Beneficial owner (Note 7) 200,070 0.02% 本公司 好倉 實益擁有人 ( 附註 7) Mr. Wang Wenjie The Company Long position Beneficiary of a trust (Note 8) 389,091,927 35.48% 王文杰先生 本公司 好倉 信託受益人 ( 附註 8) The Company Long position Beneficial owner (Note 9) 1,631,931 0.15% 本公司 好倉 實益擁有人 ( 附註 9)