Annual Report 2023

Corporate Governance Report 企業管治報告 79 舜宇光學科技（集團）有限公司 • 2023 年報 優化並擴充風險管理庫 • 全面修訂風險管理清單庫並統一風險管理 語言； • 擴充各事業分部和部門關鍵風險指標 （「 KRI 」）的識別工作，實現重點風險 KRI 全 覆蓋； • 組織各事業分部和部門建立重點風險事件 庫，追溯歷史風險事件，形成風險管理案 例經驗庫，固化各項管理經驗，並將優秀 管理經驗在各事業分部和部門間分享； • 建立風險事件庫入庫總體綱要及分項風險 入庫標準，細化風險管理事件庫的管理制 度；及 • 建立風險事件庫閉環管理標準，加速完成 各風險事件閉環管理。 提升風險意識及人才培養 • 為各層級人員風險管理能力賦能，覆蓋所 有層級管理人員及技術人員； • 各事業分部和部門已具備 KRI 建設與優化、 風險管理自查、風險管理內部賦能及動態 化管理能力； Optimized and expanded the database of risk management • Comprehensively revised the risk management checklist and unified the language of risk management; • Expanded the key risk indicators (“ KRI ”) identification work for each business segment and department to attain overall coverage of KRI for key risks; • Organized each business segment and department to establish key risk register and traced historical risky events to formulate the case experience database of risk management, solidified management experience in each case, and shared outstanding management experience among each business segment and department; • Established a general outline of risk register and itemized entry standards of such register, as well as detailed management system of risk management register; and • Established closed-loop management standards for the risk register to accelerate the closed-loop management of each risk event. Raised risk awareness and talent development • Empowered personnel of every level with risk management capabilities, with all levels of management staff and technical staff covered; • Possessed capabilities of KRI construction and optimization, risk management self-examination, internal empowerment of risk management and dynamic management in each business segment and department;