Annual Report 2023

Corporate Governance Report 企業管治報告 81 舜宇光學科技（集團）有限公司 • 2023 年報 風險管理常態化 • 檢討本集團風險管理系統是否足夠和有效 並與部門主管檢討重大風險及新興風險； • 擴大風險管理預警數據系統集成的覆蓋範 圍； • 每月監控 KRI 運行結果，並對指標異常結果 進行及時預警； • 每月監控 KRI 預警結果，分析異常原因，制 定改善計劃，並聯動日常風險應對計劃管 理； • 擴大 KRI 預警結果基線管理； • 每月監控風險應對措施及年底目標達成落 實情況，並及時修訂應對計劃及風險清單 各項內容； • 各事業分部和部門重點業務流程內控審 閱； • 各事業分部和部門探索風險管理與戰略、 卓越品質管理、 I SO 體系及 FMEA 體系融 合； • 各事業分部和部門探索風險管理與業務體 系的嵌套，形成能夠支撐業務發展的風險 管理體系； Normalized risk management • Reviewed the adequacy and effectiveness of the Group’s risk management system, and reviewed significant risks and emerging risks with department heads; • Expanded the coverage of the risk management pre-warning system integration; • Monitored the operating results of the KRI every month and gave a timely warning on the abnormal indicator results; • Monitored precautionary results of KRI every month, analyzed abnormal causes, formulated improvement plans, and integrated response plan management for daily risks; • Expanded the baseline management of the precautionary results of KRI; • Monitored the implementation of the risk response measures every month and progress of the year-end targets and revised the response plan and the contents in the risk checklist in a timely manner; • Conducted internal control review of key business processes of each business segment and department; • Explored the integration of risk management with strategy, excellent quality management, ISO system and FMEA system in each business segment and department; • Explored the nesting of risk management and business systems of each business segment and department to form a risk management system that can support the business development;